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Practitioner's Guide to Finra Sanctions Analysis (Paperback) (Rory C. Flynn)

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about this item

This guide will help lawyers gain a comprehensive overview and practical advice regarding one segment of FINRA's disciplinary process—sanctions analysis. This book contains the historical development of various FINRA sanctions, limitations on FINRA's ability to impose certain sanctions, and much more. A unique resource on securities regulation for the new and experienced practitioner.
Number of Pages: 192.0
Genre: Freedom + Security / Law Enforcement, Business + Money Management
Format: Paperback
Publisher: Natl Book Network
Author: Rory C. Flynn
Language: English
Street Date: December 1, 2016
TCIN: 51543436
UPC: 9781627229746
Item Number (DPCI): 248-23-3885

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