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Principles of Securities Regulation (Paperback) (Thomas Hazen)

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This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of investment company regulation.
Genre: Freedom + Security / Law Enforcement
Series Title: Concise Hornbook

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