Series 63 Exam Secrets Study Guide - by Mometrix Financial Industry Certification Test Team (Paperback)

About the Book

Mometrix Test Preparation's Series 63 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their Uniform Securities Agent State Law Examination / Blue Sky Law Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes: * Practice test questions with detailed answer explanations * Tips and strategies to help you get your best test performance * A complete review of all Series 63 test sections Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. The Mometrix guide is filled with the critical information you will need in order to do well on your Series 63 exam: the concepts, procedures, principles, and vocabulary that the North American Securities Administrators Association (NASAA) and administered by the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam. Test sections include: * Registration of Persons * Regulation of Investment Advisers * Regulation of Broker-Dealers * Regulation of Agents of Broker-Dealers * Regulations of Securities and Issuers * Remedies and Administrative Provisions * Communications with Clients and Prospects * Compensation * Client Funds and Securities * Conflicts of Interest and Other Fiduciary Issues ...and much more! Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix Series 63 study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of Series 63 practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our Series 63 Exam Secrets Study Guide is no exception. It's an excellent investment in your future. Get the Series 63 review you need to be successful on your exam.